Final Report of the Task Force to Explore the Use of a Publication History Record

History

 

In the Fall of 2002, a Task Force to Explore the Use of a Publication History Record (formerly known as a Universal Holdings Record) was constituted by the CONSER Publication Pattern Initiative. The members appointed to this Task Force were:

 

Cecelia Boone, Minitex

Ed Glazier, Research Libraries Group

Rebecca Guenther, Library of Congress

Diane Hillmann, Cornell University (chair)

Jean Hirons (ex-officio) [replaced by Les Hawkins on Jean's retirement]

Cathy Kellum, OCLC

Margi Mann, OCLC

Frieda Rosenberg, University of North Carolina

Sharon Wiles-Young, Lehigh University

The charge to the Task Force was the following:

  1. Define a potential Publication History Record in regard to the following:
    1. Desired contents
    2. Key uses by libraries and others in the community
    3. Relationship to FRBR and multiple versions issues
    4. Impact on union listing
    5. Relation to the bibliographic record (in a non-technical sense)
  2. If appropriate, recommend a strategy for its implementation

The group determined that one year should be the goal for completing this charge, with major parts of the work to be done prior to the ALA summer meeting in Toronto so that discussion and feedback could be accomplished in that venue. Not surprisingly, that ambitious schedule slipped considerably, but despite that, the Task Force has accomplished a great deal.

The Task Force's first meeting was held at the ALA Midwinter meeting in Philadelphia. At this first meeting, the group decided to break up the initial tasks into five parts:

Following is a summary of the issues reported out by the small groups. Links to the full reports from the small groups are linked from the list above and in the summaries. Of particular help to the Task Force in getting started on its work was the discussion hosted by the MARC Formats Interest Group at the Philadelphia meeting.

Issue: Naming the Beast

During the MFIG meeting in Philadelphia, and during the TF meeting as well, the issue of the early name "universal holdings" came up again and again. The original statement, written by Ellen Rappaport and Diane Hillmann in 2001, defined the term as follows:

"A Universal Holdings Data Record includes the complete pattern and published holdings of a particular title. It does not reflect the holdings of a particular library, but does express an "ideal" complete run or set of a particular bibliographic entity."

As a starting point, this definition was sufficient, but as discussion ensued it was clear that the name itself created confusion. There was fairly strong feeling that now was the time to address this issue, and that it was critical to getting the message across about the usefulness of the concept.

To that end, the group explored the issue on its internal discussion list and came up with several alternate suggestions. After a straw poll at the MFIG meeting, the group settled on "Publication History Record."

Issue: Expected Functionality of Publication History Data

The group that prepared the report on Key Uses by Libraries and Others in the Community made several important points:

Issue: Relationship with union lists and/or union listing

The group that reported on the Impact on Union Listing suggested a number of additional items. Looking at union listing in its broadest possible sense, they identified potential secondary uses of Publication History data for union listing, emphasizing automated hooks between citation databases and the run of a title held by a library (also called 'reference linking'), automated ILL lender routing and collection gap reporting to collection managers, and other possibilities for automating verification, validation and updating now done by humans.

The group emphasized that what needed exploration was not only the impact of the Publication History Record on union listing, but also the impact of union listing on the PHR. They felt that as the larger group moved forward with specifics on what information would be included in Publication Pattern Records, created use cases to describe its potential, and clarified the relationship to FRBR work, they might make additional recommendations.

Issue: Relationship to the Bibliographic Record

Ed Glazier (as a group of one) reported to the Task Force on the Relationship to the Bibliographic Record. He listed the various points in current descriptive practice where information on numeric and alphabetic designations, frequency, and specific notes are prescribed. The report points out that much of the data now included in bibliographic records has proved to be confusing to users, and substituting a holdings display based on a publication pattern could be even more so, arguing that we should consider this data primarily as management, not user data.

Ed points out that the MARC 21 Format requires a location in the 852 field, but our current practices for the Publication Pattern Initiative Pilot Project have taken quite another path. He suggested that we might look beyond the current holdings record as we consider the 'platonic ideal' of Publication History information, but should, at the very least, clarify the current situation better for potential processors of the data we're now creating.

In the end, the group felt that the Publication History record should be considered conceptually part of the bibliographic description of a published title, in more detail, certainly, but not really separate in intention and function.

The "Super-Record"

Clearly a breakthrough for the group was Frieda's attempt to think through the FRBR issues. She drafted a report (latest version available at: http://www.lib.unc.edu/cat/mfh/serials_approach_frbr.pdf) that sparked considerable discussion both within the TF and in the Initiative, and was widely distributed beyond that group. Although the "super-record" concept deals with bibliographic issues endemic to serials, it enabled the group to begin to see where the Publication History Record might live in the bibliographic universe. At this stage, there is considerable interest in this approach, and we hope that the Initiative can move forward in this area.

Wrapping Up

In the two years that the Task Force has been working on the issues of Publication History, much progress has been made in thinking through these issues. During that time, initial concerns have been set to rest, and new possibilities opened up. The Task Force feels that its assigned work is complete, and any remaining issues should be taken up by other groups.

 

As part of its final meeting at Boston Midwinter, the group made the following recommendations to CONSER:

 

  1. CONSER should explore the decision process for determining how the FRBR work record will be implemented. At present there are several options being explored, but no well-understood process for coming to consensus. CONSER should take the lead in the effort to come to a decision point on this issue.
  2. A new group should be appointed to work with OCLC to explore the practical issues of implementing a "super-record," in particular how such a record would be managed in the current shared environment and what changes might be necessary in MARC 21 to distinguish it from other bibliographic records. Other bibliographic utilities should be invited to join in this effort, as well.
  3. CONSER should recommend that OCLC explore the creation of a Publication History Record to be included in the CONSER database. In addition, CONSER should provide a forum to discuss issues around the exchange of serials data with publisher and PAMS groups, with the intent of integrating these groups in the established bibliographic collaboration, with the goal of enhancing benefits for all players.  Clearly, the ONIX community should be approached to participate in this effort.


All Task Force documents and reports are gathered at: http://content.nsdl.org/dih1/PubPatt/index.html

 

Respectfully submitted,

Diane Hillmann, Chair

 

Rev. 4/19/05 dih